Saturday 12 September 2020

Book Review


 Title: Mahatwapurna Najir Faisala ko Sangalo Part 1 and Part 2

Authors: Manaj Jyakhwo and Anam Subedi

ISBN

MRP: NRs. 1250/- (1 set of two volumes of books)


The knowledge of law is incomplete without the knowledge of case-laws i.e. precedents.  The thorough study of legal instruments i.e. statutes, both of domestic and international statutes, is complemented by the thorough knowledge of precedents. It is imperative to have the comprehensive knowledge of related precedents to acclaim oneself as the consultant or expert of any specific subject-matter. The wordings and provisions of laws and statutes are elaborated, clarified, explained and complemented by the description of precedents. Therefore, precedents are actually the complementary explanation of laws and the thorough study of precedents make the study of law complete and fulfilled.

The given set of book authored by Manaj Jyakhwo and Anam Subedi is the collection of case-laws listed in subject-wise manner for the convenience of readers to find the related case-laws of any specific subject matter. This book is the set of two volumes of books covering important Nepalese case- laws of 21 subjects. Volume 1 contains the case-laws related to 9 subjects including Procedural law, Media law, Fiscal Law, Criminal Law, Contract Law, Property law, Evidence Law,  Election law and Gender Justice. Volume 2 covers the case-laws related to 12 subjects including Family law, Environment law, Criminology and Penology, Tax law, Labour law, Socioeconomic, Company and Corporation law, Juvenile Justice, Law of Banking, Professional Ethics, Victimology and Intellectual Property law. The authors of book have gone through painstaking effort to collect and juxtapose important case-laws of given subject matters for the convenience of law students and legal professionals.

The book is basically intended for the students of B.A.LL.B. and LL.B. However, the book is equally useful for students business and Chartered Accountant to learn the new and existing case-laws on tax, company, banking and insurance and also useful for practicing lawyers to easily find the relevant case-laws that can be helpful for their legal drafting and pleading.


Thursday 10 September 2020

जग्गा कित्ताकाट र भूउपयोग ऐन, २०७६ - DerbyKhabar

जग्गा कित्ताकाट र भूउपयोग ऐन, २०७६ - DerbyKhabar: काठमाडौँ २३ भदौ || नेपालको स्वतन्त्रता, स्वाधिनता र स्वाभिमानलाई अक्षुण्ण राखी जनताको सार्वभौम अधिकार समेतलाई आत्मसात गर्दै शान्ति, सुशासन, विकास र समृद्धिको आकांक्षा पुरा गर्नका लागि जारी भएको नेपालको संविधान (२०७२) ले प्रत्येक नागरिकलाई कानून वमोजिम खाद्य सम्प्रभुताको हक सम्बन्धी मौलिक हकको व्यवस्था गरेको पाइन्छ । केन्द्रिकृत र एकात्मक राज्य व्यवस्थाले सृजना गरेका सवै विभेदको अन्त्य गर्दै सहभागितामूलक सिद्धान्तलाई आत्मसात[Read More...]

Tuesday 8 September 2020

Article: Right to Equality

 

This Article was originally published in Nepal Law Review, Volume 28, Number 1 & 2.

This work can be cited as: Manaj Jyakhwo, Right to Equality, NEPAL LAW REVIEW, (Vol 28, No. 1 & 2), Nepal Law Campus, Faculty of Law, Tribuvan University, Kathmandu, Nepal, at, 477-484, (2019). 





Constitutional Jurisprudence of Equality

Manaj Jyakhwo*

Equality as a fundamental principle governing rule-making and rule-application plays a central role in most modern constitutions and international human rights instruments.[1]  Egalité was one of the proclaimed goals of the French Revolution; and in the first clause of the 1789 Declaration of the Rights of Man and of the Citizen it is declared that "Men are born and remain free and equal in respect of rights.” The Fourteenth Amendment to the United States Constitution, which was adopted to entrench the outcome of the Civil War, but has since been applied to areas other than race, stipulates that "No State shall . . . deny to any person within its jurisdiction the equal protection of the laws.” The International Covenant on Civil and Political Right adopted in 1966, stipulates in Article 26 that “All persons are equal before the law and are entitled without any discrimination to the equal protection of the law. In this respect, the law shall prohibit any discrimination and guarantee to all persons equal and effective protection against discrimination on any ground such as race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status.”

The Philosophical Issue

Equality is a major component of most theories of justice. For some philosophers, the very touchstone of justice is equality. Aristotle tells us that "Equality and justice are synonymous: to be just is to be equal, to be unjust is to be unequal". And the concept of justice advocated by John Rawls was summed up as follows:

"First principle - Each person is to have an equal right to the most extensive total system of equal basic liberties compatible with a similar set of liberty for all.

Second principle - Social and economic inequalities are to be arranged so that they are both: (a) to the greatest benefit of the least advantaged, consistent with the just savings principle, and (b) attached to offices and positions open to all under conditions of fair equality of opportunity".[2]

Equality, as Professor Laski says, does not merely mean absence of special privileges. It means that adequate opportunities are laid open to all. Every citizen according to this right has the inherent right to enjoy all the facilities provided by the state, or to occupy any position of honour or eminence in the service of the State. Bentham’s maxim, "Each to count for one, nobody for more than one.” supports the idea of equality. Besides, equality is the underlying theme in the central doctrine of AV Dicey’s Rule of Law, which second proposition states ‘Equality before law and equal subjection of all classes to the ordinary law of the land administered by the ordinary law courts.’

The principle of equality is implicit in the concept of human rights, as belonging to all human beings, and therefore to all equally. The assurance of equality in the enjoyment of rights occupies a central place in international human rights law, as well as in the constitutional law of many states.[3] The principle of equality is recognized in the UN Charter, which affirms that one of the organization’s purpose is to “achieve international co-operation … in promoting and encouraging respect for human rights and for fundamental freedoms for all without distinction as to race, sex, language, or religion.”[4] The idea of basic equality connotes that, for normative purposes, the range of humans is not subject to any fundamental differentiation along the lines of the differentiation that some people maintain between humans and animals. We humans are all basically alike.

Types

1.      Formal Equality

Formal equality is a belief that, for fairness, people must be consistently or equally treated at all times.[5] Formal equality appears as a written set of laws and rules in legal instruments. Formal equality operates on the idea that all people should be treated as the same. It applies equally to all human beings without due regard to practical exigencies. Therefore, its practical application has probability of yielding unequal results among unequal. One example happens when positions open to all (qualified) candidates available for hire. This means any person with a fair application has a chance of getting the job.

2.      Substantive equality

It requires that laws themselves take account of meaningful differences between persons: who in fact are equal be treated equally, but that unequal circumstances be treated differently. Substantive equality goes beyond the basics of recognizing the equality of everyone and identifies differences among groups of people with the long-term goal of greater understanding.[6] This version of equality itself possesses differing not embodying substantive values but merely requiring non-reasonable differentiations between persons; egalitarian conception of society and accordingly demanding redistribution in order to ensure true equality; or a somewhat meaning, as requiring that persons be treated with equal respect.[7]

3.      Structural equality[8]

By structural equality is meant constitutional not prescribe or oblige certain substantive outcomes but rather require that legislation be enacted, executive measures decisions reached a certain way, and where one objective provision is to prevent inequalities. Thus, the democratic nature dictates a "one person, one vote" standard, and candidates have every reasonable opportunity to the electorate. And the adversary nature suggests that all citizens have a "right to counsel" in serious controversies.

4.      Complementary equality[9]

By complementary equality is meant aspects of substantive rights guaranteed in constitutions that have a distinctive egalitarian thrust. The "Fundamental Rights" provisions of the Constitution contain some express references to "non-discrimination", which is the equivalent of equality. Thus, laws regulating the guaranteed "liberty to exercise the rights" of free expression, assembly and association must "contain no political, religious or class discrimination"; and, in guaranteeing religious freedom, the State undertakes, inter alia, not to "make any discrimination on the ground of" religion, and, in providing aid for schools, not to "discriminate between" schools managed by different religious denominations.

Equal Protection: USA

            Virtually no legislation applies universally and treats all persons equally; all laws classify or “discriminate” by imposing special burdens or by conferring special benefits on some people and not other.[10] The US Constitution guarantees ‘All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.’[11] This provision aimed to abolish slavery and establish civil and legal rights for black Americans as equally as the white Americans. It granted citizenship to all persons born or naturalized in the US, including former slaves, and guaranteed ‘equal protection of laws’.

Equal protection clause, primarily meant for doing away the evils of racial discrimination and segregation, later became the basis for several landmark Supreme Court decisions over the year. The cases like Plessy V Ferguson[12] and Brown V Board of Education[13]are concerned with racial segregation between blacks and whites. In Plessy V Ferguson, Supreme Court advanced ‘separate but equal’ doctrine for assessing the constitutionality of racial segregation laws. In declaring separate-but-equal facilities constitutional on intrastate railroads, the Court ruled that the protections of 14th Amendment applied only to political and civil rights (like voting and jury service), not “social rights” (sitting in the railroad car of your choice). The majority opinion goes like ‘Separate treatment did not imply the inferiority of African-Americans but merely was a matter of state policy.’ The separate-but-equal doctrine, which segregated blacks from white people in all social life, continued to exist until it was overruled by Brown V Board of Education. The unanimous decision of the case states, “… in the field of public education the doctrine of “separate but equal” has no place. Separate educational facilities are inherently unequal.”[14] Therefore the case actually established the racial equality and guaranteed equal protection to political and civil rights and social rights equally. The decision clearly has established that law and constitution know no-class and ‘Constitution is color-blind and neither knows nor tolerates classes among citizens’[15]. Further in Loving V Virginia (1967)[16], by declaring Virginia’s anti-miscegenation law unconstitutional, the Supreme Court ended prohibitions on interracial marriage and dealt a major blow to segregation.

Regarding gender equality, Reed v Reed[17] opened the door for challenging discriminatory laws. It marked the first time in history that the Supreme Court applied the Equal Protection Clause to strike down a law that discriminated against women.

Equality in India

The constitution of India guarantees the Right to Equality through Article 14 to 18. Article 14 iterates, ‘The State shall not deny to any person equality before the law or the equal protection of the laws within the territory of India.’[18] It clearly outlaws discrimination in a general way and guarantees equality before law to all persons. However some specific provisions against discriminatory behaviors are covered in subsequent Articles. Article 15 prohibits discrimination on grounds of religion, race, caste, sex or place of birth. Article 16 guarantees to citizens equality of opportunity in matters relating to employment or appointment to any office under the State. Article 17 abolishes "untouchability" and forbids its practice in form, and Article 18 abolishes titles, other than a military or academic distinction.

In Indian judicial system, a concomitant development of the 1970s is the expansive interpretation of the right to equality.[19] Towards the end of 1973, Bhagwati J, in E.P. Royappa v State of Tamilnadu[20] expounded on the concept of equality inscribed in Article 14 as follows: “Equality is a dynamic concept with many aspects and dimensions and it cannot be ‘cribbed, cabined and confined’ within traditional and doctrinaire limits. From a positivistic point of view, equality is antithetic to arbitrariness. In fact, equality and arbitrariness are sworn enemies, one belongs to rule of law in a republic while the other, to the whim and caprice of an absolute monarch. Where an act is arbitrary, it is implicit in it that it is unequal both according to political logic and constitutional law and is, therefore, violative of Article 14.”

In Madhu Limage V Superintendent, Tihar Jail, Delhi[21], it was held that difference Indian and European prisoners in the matters of treatment and diet violates Article 14. In an another instance, the government once announced a liberalized pension scheme for retired government servants but made it applicable to those who had retired after March 31, 1979. This provision was held to be discriminatory as violating Article 14 in D.S. Nakara v Union of India[22], as all pensioners form one class for the purpose of revision of pension and division of pensioners into two classes on the basis of date of retirement is not based on any rational principle. Similarly, a gender-discriminatory law was struck down in Air India v Nergesh Meerza [23]case. In this case a regulation providing for termination of service of an air-hostess in Air India International on her first pregnancy has been held to be arbitrary and abhorrent to the notions of a civilized society.

The scope of Article 14 extends to the tax laws too. Tax laws must pass the test of Article 14. However, taxing statutes enjoy more judicial indulgence because picking and choosing within limits is inevitable in taxation. The courts adopt a more tolerant attitude towards a tax law. The Supreme Court in State of Andhra Pradesh & Anr V Nalla Raja Reddy & Ors [24] declared void land revenue imposed at a flat rate on land without taking into account the quality or productivity of land.

Right to Equality: Nepal

The notion of equality has taken its root and advanced in Nepal ever since the inception of Government of Nepal Act 2004 (1948). The level of defacto realization of equality is a matter of research, however the dejure provision kept on advancing and becoming more luculent in a fashion that the equality provision is more progressive in existing constitution than that in the previous one. The equality provision of existing Constitution of Nepal is consistent with and its wordings are much inspired by provision of ICCPR Article 26.

The existing Constitution of Nepal guarantees Right to Equality in Article 18. The provisions of Sub-Articles 1 to 5 of Article 18 guarantee general as well as specific equality along with privilege of affirmative action. Article 18(1) reads, ‘All citizens shall be equal before law. No person shall be denied the equal protection of law.’ Two concepts are involved in it, viz; ‘equality before law’ and ‘equal protection of law’. The first concept ‘equality before law’ is equivalent to the second corollary of the Dicean Rule of Law. It is the negative concept which ensures that there is no special privilege in favor of anyone, that all are equally subject to the ordinary law of the land and that no person, whatever be his rank or condition, is above the law. The second concept ‘equal protection of law’ is positive content. It does not mean that identically the same law should apply to all persons, or that every law must have a universal application within the country irrespective of difference of circumstances. Simply, what it postulates is like should be treated alike in similar situation. The provision of Article 18(1) corresponds to the equal protection clause of the 14th Amendment of the US Constitution and Article 14 of the Indian Constitution.

Sub-Articles (2) and (3) prohibit discrimination of all kinds in application of general laws and by the State to citizens on any grounds. Proviso of Sub-Article (3) leaves the room for affirmative action for the protection, empowerment and development of the citizens including the socially or culturally backward women, Dalit, indigenous people, indigenous nationalities, Madhesi, Tharu, Muslim, oppressed class, Pichhada class, minorities, the marginalized, farmers, labours, youths, children, senior citizens, gender, persons on pregnancy, incapacitated or helpless, backward region and indigent Khas Arya. Sub-Article (4) guarantees equal pay for same work irrespective of gender. It reads, ‘No discrimination shall be made on the ground of gender with regard to remuneration and social security for the same work.’

Sub-Article (5) which reads ‘All offspring shall have the equal right to the ancestral property without discrimination on the ground of gender.’ is the most progressive provision. The word ‘offspring’ is gender-neutral and thus the provision ensures gender justice in matters of ancestral property. It would not be an over-exaggeration to call this provision an historic achievement achieved through long struggle of gender-equality in Nepal. In, fact, this sole provision suffices the existing Constitution of Nepal to stand best alone and among the most constitutions of democratic countries including USA and India.

Landmark cases on Right to Equality

1.      Iman Singh Gurung V. Government of Nepal et al.[25]: In this case, Section 1(3)(D) of the contemporary Military Act, 2016 B.S. which prevented Iman Singh Gurung from seeking justice through the regular court system was declared to be inconsistent with the equality provision guaranteed by Article 11(1) of the Constitution of the Kingdom of Nepal, 2047 B.S. and was declared void by the court. Through this case, Supreme Court reaffirmed that every citizen, irrespective of their post and position, can seek legal remedy from the ordinary court of land.

2.      Man Bahadur BK V Nepal Governmnet et al.[26]: the Supreme Court declared No.10(A) of Chapter of Miscellaneous of Muluki Ain, 2020 B.S. as it was inconsistent with the constitutionally guaranteed Right to Equality.

3.      Meera Dhungana V Mininstry of Law, Justive & Parliamentary System et al.[27]: The Supreme Court issued a directive order to the government to enact within 1 year, imparting equality of women in the ancestral property of parents, after consultation with the concerned stakeholders and organizations. SC declared No.16 of Chapter of Partition inconsistent with Right to Equality.

4.      Reena bajracharya V Nepal Airlines Corporation et al.[28]: SC declared Rule 16(1)(3) of Royal Nepal Airlines Corporation Service Regulation 2031 void ab initio as the provision is against the Right to Equality.

5.      Baburam Paudel V Government of Nepal et al.[29]: SC interpreted that while using discretionary power it should not be used arbitrarily upon whim and caprice, equal should be treated equally.

6.      Meera Dhungana V Ministry of Law, Justice & Parliamentary System et al.[30]: This case criminalizes marital rape. Criminalization of marital rape is consistent with emerging trend of human rights. Whether rapists are intruders or kin, they must be subject to equal treatment by criminal law.

Conclusion

            Equality is the prerequisite of justice in every legal system. It has been recognized as one of the fundamental principles of modern democracy and government based on the rule of law. Quoting Judge Lauterpacht: “The claim to equality before the law is in a substantial sense the most fundamental of the rights of a man. It occupies the first place in the most written constitutions. It is the starting point of all liberties.”[31] However, mere presence of dejure equality does not suffice to fully realize defacto equality in real world unless the related ideas like identity right, property right and liberty are guaranteed. This fact is vividly clarified by several landmark cases in USA, India and Nepal.

 

 



* Attorney-at-Law /LL.M. (Constitutional Law and Commercial Law).

[1] P.G. Polyviou, The Equal Protection of Laws, 1980.

[2] JOHN RAWLS, A THEORY OF JUSTICE, at 302, (1971).

[3] LOUIS HENKIN et al., HUMAN RIGHTS, Foundation Press, New York, at 1025-1026, (1999).

[4] UDHR, Article 1(3); See also Article 13(b) and 55(c), as well as in the UDHR Article 2, and in all of the comprehensive Human Right Convention.

[5] https://study.com/academy/lesson/formal-equality-vs-substantive-equality-in-the-workplace.html.

[6] Ibid.

[7] M. Forde, Equality and Constitution, IRISH JURIST, (New Series, Vol. 17), at 300, (Winter 1982).

[8] Ibid, at 302.

[9] Forde Supra note, at 305.

[10] CONSTITUTIONAL RIGHTS & CIVIL LIBERTIES, at 1054.

[11] US Constitution 14th Amendment passed by Congress in June 13, 1866 and ratified in July 9, 1868, Section 1.

[12] 163 US 537, 16 S.Ct. 1138, 41, L.Ed. 256 (1896).

[13] 347 US 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954).

[14] Key Excerpts from the Majority Opinion in Brown V Board of Education.

[15] Key excerpts of dissenting opinion of Justice Harlan in Plessy V Ferguson.

[16] 388 US 1, 87 S.Ct, 1817, 18 L.Ed. 2d 1010 (1967).

[17] 404 US 71, 92 S.Ct 251 (1971).

[18] The Constitution of India, Article 14.

[19] Anand M. Bhattarai, Access of the Poor to Justice: The Trials and Tribulations of ESC Rights Adjudication in South Asia, NJA LAW JOURNAL, Special Issue, National Judicial Academy, Hariharbhawan, Lalitpur, at 6, (2012).

[20] AIR 1974 SC 555.

[21] AIR 1983, 1505.

[22] AIR 1983 SC 130

[23] AIR 1981 SC 1829, 1853.

[24] 1967 AIR 1458, 1967 SCR (3) 28.

[25] NKP 2049, Decision Number 4597, Vol 7 at 10.

[26] NKP 2049, Vol 1 at 110.

[27] NKP 2052, Decision Number 6013, Vol at 462.

[28] NKP 2051, Vol   at 376.

[29] NKP 2049, Vol 1 at 143.

[30] Writ no. 55, 2058 B.S., Decision Date 2059/01/19.

[31] Sir Hersch Lauterpacht, An International Bill of the Rights of Man, at 115, (1945).


Interrelationship among Levels of Government in Nepal

 

This article was originally published in NALC Law Journal, Vol.1, No. 2., 2020.

This work can be cited as: Manaj Jyakhwo, Interrelationship among Levels of Government in Nepal, NALC LAW JOURNAL, (Vol.1, No.2), National Law College, Sanepa, at 173-180, (2020).





Interrelationship among Levels of Government in Nepal

Manaj Jyakhwo*

Abstract

Federalism is the form of government where two or more than two levels of government exist in a state. When multiple levels of government exist the trouble arises in matters of power sharing and jurisdictional matters of government. In some federal states Centre is strong, while in some other federal states Provinces are strong, in which the Centre could enjoy only those powers conferred by the Provinces. Therefore, power exercise and jurisdictional matters are the pivotal concern in formation and governance of federal government. Depending upon the power sharing and exercise between/among different levels of government, the federalism may be either competitive or cooperative. Thus, in light of this concept, this article intends to explore upon the provisions of Constitution of Nepal 2072 in order to shed light upon the interrelationship among levels of government.

Federalism constitutes a complex governmental mechanism for governance of a country. It has been evolved to bind into one political union several autonomous, distinct, separate and disparate political entities or administrative units. It seeks to draw a balance between the forces working in favor of concentration of power in the Centre and those urging a dispersal of it in a number of units. It thus seeks to reconcile unity with multiplicity, centralization with decentralization and nationalism with localism.[1] The originality of the federal system lies in that power is, at one and the same time, concentrated as well as divided. There is centralization of administration and legislation in respects along with decentralization in other respects.[2] A federal constitution of Nepal establishes a triple polity as it comprises three levels of government. At federal level, there exists a central government having jurisdiction over the whole country and reaching down to the person and property of every individual therein. At the provincial level, there exists the state governments, each of which exercises jurisdiction in one of the regions or administrative units into which the country is divided under the constitution. At the local level, there exists local governments, exercising jurisdiction over the locality.

The three levels of government divide and share the totality of governmental functions and powers between themselves. A federal constitution thus envisages a demarcation or division of governmental functions and powers between the Centre, State and Local level by the sanctions of the constitution itself which is usually a written document and also a rigid one, i.e., which is not capable of amendment easily. From this follows two necessary consequences – (1) that any invasion by one level of government on the field assigned to the other level of government is a breach of the constitution; and (2) that such a breach of the constitution is a justiciable issue to be determined by the judiciary. Each level of government thus functions within the field assigned to it by the constitution. The several governments, however, do not function in watertight compartments. They come in contact with each other at many points. Their areas of operation and functioning cross and intersect in several respects thus creating a variety of governmental relations between the Centre, State and Local governments inter se the pattern of intergovernmental relations in a federal country is not static; it is dynamic and is constantly finding a new balance in response to the centripetal and centrifugal forces operating in the country.

The constitution of Nepal establishes a triple polity in the country, consisting of the Federal Government, State Government and Local Government.[3] The fabric of the Nepalese federal system stands on three pillars, viz, strong Centre, flexible federalism and cooperative federalism.[4]

Legislative Relations

            There is in a federation a division of functions among the federal, the state/provincial and the local government. This division is twofold -  from the point of view of territory, and that of the subject matter.

Territorial Jurisdiction to legislate (functional division of power)[5]

            From the territorial point of view, the legislative powers of the Federal Parliament shall be as enumerated in Schedule-5, Schedule-7 and Schedule-9.[6] It has the jurisdiction to legislate laws for the whole country. For the subject matters in which the Federal and Province or Federal, Province and Local have concurrent jurisdiction to make laws, the Federal Legislature makes parent Act.

            The legislative powers of the Provincial Legislature shall be as enumerated in Schedule-6, Schedule-7 and Schedule-9.[7] The Provincial legislature may make laws only for the Province concerned. The Provincial law is not immune from challenge on the ground of extraterritorial operation. A Provincial law having operation outside the Province is not valid. To decide whether or not a Province law has an extraterritorial operation, the principle of territorial nexus is invoked. It signifies that the object to which the law applies need not be physically located within the territorial boundaries of the Province, but what is necessary is that it should have a sufficient territorial connection with the Province.

            The legislative power of the local level shall, subject to this Constitution, be vested in the Village Assembly and Municipal Assembly.[8] The legislative power of the Village Assembly and Municipal Assembly shall be as enumerated in Schedules-8 and -9.[9]

Distribution of Legislative Powers

            The crux, the pivotal point, of a federal constitution is the division of powers and functions among the Federation, Province and Local, and the whole system of federal system continues to revolve around this central point. A study of the federations now extant in the world shows that there is no fixed formula, or a set pattern, for division of powers. Usually certain powers are allotted exclusively to the Centre; certain powers are allotted exclusively to the units; and certain powers to the local units. There may be a common or concurrent area for both Centre and unit and/or local government to operate simultaneously. A basic test applied to decide what subjects should be allotted to the one or the other level of government is that functions of national importance should go to the Centre, and those of local importance should go to the units, province or local, depending upon issues. This test is very general, a sort of ad hoc formula, and does not lead to any uniform pattern of allocation of powers and functions among the tiers of government in all countries. The reason for this lack of uniformity is that what is of general or national importance, and what is of local importance, cannot be decided on any a priori basis. Certain subjects like defense, foreign affairs and currency, are regarded as being of national importance everywhere and are thus given to the Centre. But, beyond this, what other subjects should be allotted to the Centre depends on the exigencies of the situation existing in the country, the attitude of the people and the philosophy prevailing at the time of constitution–making, and the future role which the Centre has envisaged to play. The circumstances and contingencies governing the scheme of division of powers in a federation vary from place to place and time to time. The pattern of division of power is largely conditioned by the interactions of two contending and conflicting forces – forces favoring a federal government and promoting a strong Centre, and the forces supporting local or particularistic tendencies born of such factors as ethic, religious, cultural, linguistic and economic. The scheme which finally emerges in a federation is resultant of a balance of the conflicting forces at the time of constitution-making.

The Five List

            The Constitution of Nepal, 2072, since it embraces federalism, has given an elaborate list of federal-province-local distribution of powers and functions. The members of Constituent Assembly visited and studied federal system of other federal countries and took note of the functioning of modern government. And, keeping all these factors in mind, they apportioned functions among the Federal, Province and Local government in a way as to suit the peculiar circumstances and exigencies of the country.

            The Constitution of Nepal, 2072 created five functional areas: an exclusive area for the Federal (Schedule 5); an exclusive area for the Province (Schedule 6); a common or concurrent area in which Federal and Province government can function simultaneously (Schedule 7); an exclusive area for the Local (Schedule 8); and a common or concurrent area in which Federal, Province and Local governments can function simultaneously (Schedule 9), subject to the overall supremacy of the Federal government. The Federal Legislature can make laws with respect to the matters listed in the Federal list (Schedule 5). The entries in the list are such as need a uniform law for the whole country. The Province and Local are not entitled to make any law in this area. Provincial Legislature can make laws with respect to the matters listed in the Provincial list (Schedule 6). These are the matters which admit of local variations and, from an administrative point of view, are best handled at the Provincial level and, therefore, Federal government is debarred from legislating with respect to them. In the similar manner, Local Legislature can make laws with respect to the matters listed in Local list (Schedule 8).  These matters observe a lot of local variations. One of the unique feature of the Constitution is the existence of large concurrent or common field for the Federal and Province (Schedule 7); and for the Federal, Provincial and Local (Schedule 9). The general idea underlying the concurrent list is that there may be subjects on which Federal Legislature may not feel it necessary or expedient to initiate legislation in the first instance because these matters may not have assumed any national importance. A Province or Local government may therefore take necessary action with respect to these matters. But if at any time any of these matters assumes a national importance, and requires to be dealt with on an uniform all Nepal basis, then the Federal Legislature can step in and enact necessary legislation. Certain matters could not be allocated exclusively either to the Federal or the Provinces, and though the Province might legislate with respect to them, it was also necessary that the Federal should also have a legislative jurisdiction therein in order to enable it, if necessary, to secure uniformity in the law throughout the country, to guide and encourage Province effort, and to provide remedies for mischief arising in the Provincial sphere but whose impact may be felt beyond the boundaries of a single Province.

Residual Powers

            The five-lists are drawn very elaborately and presumably all subject matters identifiable at the time of the constitution-making, and regarding which a government could conceivably be called upon to make laws in modern times, have been assigned to one of the lists. But the present is an era of fast technological advancement, and no one can visualize future developments and exigencies of government. Something unforeseen may happen and some new matter may arise calling for governmental action. A question may then arise as to which government, Federal or State/Provincial or Local, is entitled to legislate with respect to that matter. To meet this difficulty, the Constitution provides that the residue will belong exclusively to the Federal government. This is provided for in  Article 58[10].

Interrelationship Federation, State/Province and Local Level

            The Constitution of Nepal, 2072 in its Part 20 explicitly enumerated the provision where the Federation can exercise legislative control over State/Province and Local Level. Provided the situation demanded, the Federation may legislate laws applicable to whole or any part of territory of Nepal.[11] In matters of Concurrent List, the Federation may, owing to the national importance, intervene at any time to the legislative powers of Province and Local Level. If two or more States make a request to the Government of Nepal to make laws on any matter enumerated in Schedule-6, the Federal Parliament may make necessary laws. Such laws shall be applicable only to the concerned.[12]

            The framers of the Constitution have adopted co-operative federalism. It is the responsibility of the Government of Nepal to maintain coordination between the Federation, State and Local level.[13] The relations between the Federation, States, and Local level shall be based on the principles of cooperation, co-existence and coordination.[14] One State shall render assistance in the execution of legal provisions or judicial and administrative decisions or orders of another State.[15] A State may exchange information and consult with another State on matters of common concern and interest, coordinate each other on their activities and legislations and extend mutual assistance.[16] The Government of Nepal may, pursuant to this Constitution and the Federal Law, give necessary directions to any State Council of Ministers on matters of national importance and on matters to be coordinated between the States, and it shall be the duty of the concerned State Council of Ministers to abide by such directions.[17] The Federation has control over the Province in matters of sovereignty, territorial integrity, nationality or independence of Nepal. The President, if deems necessary, can warn, suspend or dissolve the Provincial government at any time for a period not exceeding six months[18] and, can directly rule over such Province until another Provincial government is formed through election[19]. There is a provision of Interstate-Council[20] to resolve disputes arising between or among Provinces. The Council is chaired by Prime Minister and other members include Minister for Home Affairs of the Government of Nepal, Minister for Finance of the Government of Nepal and Chief Ministers of the concerned States. Such provisions explicitly imply Federal control over the Provinces.

            Similarly, the Federation can also control over the Local Level. According to Article 232(8), The Government of Nepal may, directly or through the State Government, render necessary assistance to, and give necessary directives to, any Village Executive or Municipal Executive, pursuant to this Constitution and the Federal law. It shall be the duty of the Village Executive or Municipal Executive to abide by such directives.[21]

            The interrelationship between the Federation and the State is best explained in the case of McCulloch v. Maryland[22]. This is the very first case regarding the interrelation between the Federation/Centre and the State in federal system, in which the US Supreme Court established the predominance of Federation/Centre over State.  In this case the Congress established a nationally chartered bank in a State by exercising its constitutional power but the State passed a law to tax that bank. Thus, CJ John Marshall opined, “the states have no power, by taxation or otherwise, to retard, burden, or in any manner control the operations of the constitutional laws enacted by Congress.”

Emergency Power

            The Government of Nepal is responsible to the protection of whole of the state. Therefore, the emergency power is reserved solely under the domain of the Government of Nepal. Provinces cannot exercise such power in its own discretion. If a grave emergency arises in regard to the sovereignty, territorial integrity of Nepal or the security of any part thereof, by war, external aggression, armed rebellion, extreme economic disarray, natural calamity or epidemic, the President may declare or order a state of emergency in respect of the whole of Nepal or of any specified part thereof.[23] Such a power extends even within any particular Province provided any crisis arises in the Province and the Government of Nepal deems necessary.[24]

Present Scenario

The federal constitution of Nepal has clearly divided power among 3 levels of government. Each level of government is people’s government and is elected by the people themselves, though the level and scope of functioning vary based on the constitutional provision. Each level of government is accountable to people. Constitutionally, the federal structure and division of power seem impeccable. However, the present problem is defacto division of power and actual implementation of power by the Provincial government.

The existing government led by PM Oli has 2/3rd majority. Out of 7 Provinces, government in 6 Provinces are led by the ruling party itself. Therefore, it seems that the Provincial governments are not actually utilizing their constitutionally guaranteed power although they loud for their power in public speech. In fact, the Provincial government still does not have its own Police Authority within its jurisdiction. Provincial government without Police Authority cannot maintain law and order and thus end up being a mere ‘development agent’ of the Centre. Besides that, there is still s powerful CDO office in every district. The CDO office has jurisdiction over Police, Citizenship and emergency power which it exercises on the recommendation/order of the Centre. It implies that Provincial government is still inactive and not fully functional as it should be.

On the other hand, Local government is much active and is functioning properly. It has clear mindset, experienced staffs and already established institutional mechanisms inherited from the pre-existed unitary government. The Federal constitution has imparted substantial power to Local government. It can legislate laws and enforce it on its own without waiting for the Acts of Provincial government. It is so because compliance of Local government to the Centre would ipso facto denotes compliance to the Provincial government since the Centre enacts Parent Act to which both the Province and Local government must comply with.

Conclusion

            The Constitution of Nepal 2072 has established the federal system with the feature of strong Centre and subordinate Province. Clear demarcation of subject matter and territorial jurisdiction among three levels of government has reduced the friction, thereby facilitating the cooperation and coordination. Although each Provinces are sovereign to legislate and govern in matters concerning solely with them, the Centre reserves power to interfere and decide in matters concerned with sovereignty, territorial integrity and those matters involving multiple Provinces.

            At present, Centre and Local governments are active in implementing federalism. They are functioning within their territorial jurisdiction. However, the Provincial governments are not fully functional. The Provinces seem to be inactive, perhaps due to unwillingness of ruling party to empower and mobilize them and due to weak opposition party. Whatever be the situation, in federal structure of Nepal these three levels of government are interrelated and complementary to each other. Although the constitutional powers and scope of functioning differ their interrelationship is premised upon cooperation for the best service of people and nation.

           

             

 



* Attorney-at-law / LL.M. (Constitutional Law and Commercial Law).

[1] MP JAIN, INDIAN CONSTITUTIONAL LAW, (4th ed. Reprint), Wadhwa and Company Nagpur, at 239, (1998).

[2] For more detail refer, AV DICEY, LAW OF THE CONSTITUTION.

[3] CONSTITUTION OF NEPAL 2072, Part 5 Article 56.

[4] CONSTITUTION OF NEPAL 2072, Article 51.

[5] CONSTITUTION OF NEPAL 2072, Article 57.

[6] CONSTITUTION OF NEPAL 2072, Article 109.

[7] CONSTITUTION OF NEPAL 2072, Article 193.

[8] CONSTITUTION OF NEPAL 2072, Article 221(1).

[9] CONSTITUTION OF NEPAL 2072, Article 221(2).

[10] The Federation shall have power on any matter not enumerated in the Federal List, State List, List of Local level or Concurrent List or on any matter which is not so specified in this Constitution as to be exercised by any level.

[11] CONSTITUTION OF NEPAL 2072, Article 231(1).

[12] CONSTITUTION OF NEPAL 2072, Article 231(3).

[13] CONSTITUTION OF NEPAL 2072, Article 235.

[14] CONSTITUTION OF NEPAL 2072, Article 232(1).

[15] CONSTITUTION OF NEPAL 2072, Article 233(1).

[16] CONSTITUTION OF NEPAL 2072, Article 233(2).

[17] CONSTITUTION OF NEPAL 2072, Article 232(2).

[18] CONSTITUTION OF NEPAL 2072, Article 232(3).

[19] CONSTITUTION OF NEPAL 2072, Article 232(6).

[20] CONSTITUTION OF NEPAL 2072, Article 234.

[21] CONSTITUTION OF NEPAL 2072, Article 232(8).

[23] CONSTITUTION OF NEPAL 2072, Article 273(1).

[24] CONSTITUTION OF NEPAL 2072, Article 273(2).

Book Review

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